Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Roy Barczak | 1032134 | 4 | 04/10/2011 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Lee Roy Barczak | 1032134 | 4 | 03/14/2003 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Lee Roy Barczak | 1032134 | 4 | 04/30/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Roy Barczak | 1032134 | 4 | 03/05/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |