Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Wayne Thacker | 5722982 | 1 | 07/17/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Keith Hays | 2434893 | 6 | 07/25/2002 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |