Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeff Michael Bollinger | 2445055 | 2 | 08/15/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roberto G Buchanan | 4244111 | 1 | 11/06/2014 | Customer Dispute | Award / Judgment | $263,346.00 | $263,346.00 | See FINRA Report |
| Jeff Michael Bollinger | 2445055 | 2 | 11/06/2014 | Customer Dispute | Award / Judgment | $263,346.00 | $263,346.00 | See FINRA Report |