Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Joseph Lococo | 707656 | 3 | 06/06/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Joseph Lococo | 707656 | 3 | 10/13/1989 | Customer Dispute | Settled | $21,235.00 | $0.00 | See FINRA Report |
| Stephen Joseph Lococo | 707656 | 3 | 06/01/1988 | Customer Dispute | Award / Judgment | $1,125.00 | $1,125.00 | See FINRA Report |