Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Clinton Chastain | 5503552 | 1 | 09/06/2023 | Customer Dispute | Settled | $11,312.00 | $0.00 | See FINRA Report |
| Mark Alan Pent | 4604363 | 1 | 04/19/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Chester Kirk | 4396710 | 1 | 05/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Kevin Voit | 1528382 | 1 | 03/05/2002 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |