Our Staff has compiled our research into a database of FINRA Broker Disclosures for VCS Venture Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Scott Audia | 2909761 | 6 | 07/16/2009 | Customer Dispute | Settled | $15,538.60 | $0.00 | See FINRA Report |
| Adam Maggio | 4177365 | 7 | 03/09/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Rocco Michael Maselli | 2791357 | 4 | 01/20/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Adam Maggio | 4177365 | 7 | 05/21/2007 | Customer Dispute | Closed-No Action | $131,929.00 | $0.00 | See FINRA Report |
| Joseph Scott Audia | 2909761 | 6 | 01/03/2006 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Rocco Michael Maselli | 2791357 | 4 | 09/09/2005 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Rocco Michael Maselli | 2791357 | 4 | 01/06/2005 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Sebastian Wyczawski | 2835135 | 2 | 03/22/2004 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Andrew Scott Pesner | 1971579 | 8 | 05/15/2003 | Customer Dispute | Settled | $49,739.70 | $0.00 | See FINRA Report |
| Joseph Scott Audia | 2909761 | 6 | 02/07/2002 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |