Our Staff has compiled our research into a database of FINRA Broker Disclosures for VCS Venture Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James May | 4712287 | 2 | 06/22/2016 | Customer Dispute | Settled | $180,592.00 | $0.00 | See FINRA Report |
| Jonathan J Miller | 5772258 | 8 | 03/08/2016 | Customer Dispute | Award / Judgment | $1,000,000.00 | $181,970.00 | See FINRA Report |
| Cesar Pozo | 5802115 | 1 | 10/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chris Paul Richards | 4799136 | 1 | 09/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allan Daniel Babaian | 4155504 | 2 | 03/11/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Gates | 4727945 | 6 | 04/05/2013 | Customer Dispute | Settled | $268,890.00 | $0.00 | See FINRA Report |
| Matthew Gates | 4727945 | 6 | 04/01/2013 | Customer Dispute | Denied | $9,131.00 | $0.00 | See FINRA Report |
| Kendell Maurice James | 4489264 | 2 | 01/29/2013 | Customer Dispute | Closed-No Action | $395,000.00 | $0.00 | See FINRA Report |
| Adam Maggio | 4177365 | 7 | 04/05/2010 | Customer Dispute | Settled | $575,000.00 | $0.00 | See FINRA Report |
| Derek John Rehill | 2935032 | 3 | 07/20/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |