Our Staff has compiled our research into a database of FINRA Broker Disclosures for VCS Venture Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Pflaum | 5762933 | 1 | 06/02/2021 | Customer Dispute | Settled | $166,000.00 | $0.00 | See FINRA Report |
| Allan Daniel Babaian | 4155504 | 2 | 01/26/2021 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Matthew Gates | 4727945 | 6 | 08/28/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jonathan J Miller | 5772258 | 8 | 12/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph C Fallarino | 6220858 | 2 | 07/02/2018 | Customer Dispute | Settled | $44,283.90 | $0.00 | See FINRA Report |
| Jonathan J Miller | 5772258 | 8 | 04/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin J Michael Mastro | 6323031 | 1 | 12/23/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan J Miller | 5772258 | 8 | 11/01/2017 | Customer Dispute | Settled | $39,077.10 | $0.00 | See FINRA Report |
| Raj Ashok Raghani | 4858036 | 1 | 10/06/2017 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Kendell Maurice James | 4489264 | 2 | 08/26/2016 | Customer Dispute | Award / Judgment | $150,000.00 | $74,693.00 | See FINRA Report |