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FINRA Broker Disclosures for VCS Venture Securities

Our Staff has compiled our research into a database of FINRA Broker Disclosures for VCS Venture Securities. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 58 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jonathan J Miller5772258807/26/2024Judgment / Lien$0.00$0.00See FINRA Report
Jonathan J Miller5772258807/09/2024Judgment / Lien$0.00$0.00See FINRA Report
Jonathan J Miller5772258802/27/2024Judgment / Lien$0.00$0.00See FINRA Report
Joseph Scott Audia2909761611/09/2023Customer DisputePending$350,000.00$0.00See FINRA Report
Rocco Michael Maselli2791357409/14/2023Customer DisputePending$500,000.00$0.00See FINRA Report
Andrew Scott Pesner1971579809/05/2023Customer DisputePending$295,532.00$0.00See FINRA Report
Joseph Scott Audia2909761609/05/2023Customer DisputePending$295,532.00$0.00See FINRA Report
Derek John Rehill2935032304/20/2023RegulatoryFinal$0.00$0.00See FINRA Report
Derek John Rehill2935032303/20/2023RegulatoryFinal$0.00$0.00See FINRA Report
Jonathan J Miller5772258812/22/2022Customer DisputePending$69,062.40$0.00See FINRA Report

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