Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marlin Fred Schmidt | 414008 | 2 | 01/09/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marlin Fred Schmidt | 414008 | 2 | 10/31/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Allan Silverman | 809984 | 1 | 09/01/1982 | Customer Dispute | Award / Judgment | $15,212.00 | $0.00 | See FINRA Report |