Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sorrento Pacific Financial, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Montagna | 2239081 | 5 | 07/10/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Montagna | 2239081 | 5 | 06/25/1996 | Customer Dispute | Settled | $26,841.30 | $0.00 | See FINRA Report |
| Edward Montagna | 2239081 | 5 | 09/01/1994 | Customer Dispute | Award / Judgment | $75,000.00 | $43,000.00 | See FINRA Report |
| Reed Theodore Johnson | 1833316 | 2 | 04/23/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christian Gabriel Taylor | 5462381 | 1 | 09/19/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |