Our Staff has compiled our research into a database of FINRA Broker Disclosures for Investment Network, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gustave James Schmidt | 2709698 | 1 | 07/09/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Samuel Dearma Craig | 1627746 | 11 | 01/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel Dearma Craig | 1627746 | 11 | 06/06/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Bruce Sidebotham | 1645458 | 2 | 06/01/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Samuel Dearma Craig | 1627746 | 11 | 12/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel Dearma Craig | 1627746 | 11 | 08/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel Dearma Craig | 1627746 | 11 | 06/20/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel Dearma Craig | 1627746 | 11 | 07/26/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel Dearma Craig | 1627746 | 11 | 02/11/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Bruce Sidebotham | 1645458 | 2 | 03/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |