Our Staff has compiled our research into a database of FINRA Broker Disclosures for Gradient Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Hankins Sipe | 1617171 | 1 | 08/06/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen John Kelleher | 2761477 | 1 | 07/28/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |