Our Staff has compiled our research into a database of FINRA Broker Disclosures for Gradient Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard A Ure | 5027858 | 1 | 11/21/2023 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |