Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen J Landa | 2172148 | 7 | 05/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen J Landa | 2172148 | 7 | 12/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen J Landa | 2172148 | 7 | 08/05/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen J Landa | 2172148 | 7 | 06/18/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen J Landa | 2172148 | 7 | 08/31/2012 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Stephen J Landa | 2172148 | 7 | 10/13/2000 | Customer Dispute | Settled | $1,750,000.00 | $0.00 | See FINRA Report |
| Stephen J Landa | 2172148 | 7 | 08/23/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chase Parker Withrow | 470699 | 1 | 03/22/1999 | Customer Dispute | Settled | $454,510.00 | $0.00 | See FINRA Report |