Our Staff has compiled our research into a database of FINRA Broker Disclosures for KCD Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ben Bernat Stein | 1015794 | 8 | 06/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Ben Bernat Stein | 1015794 | 8 | 06/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Ben Bernat Stein | 1015794 | 8 | 12/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Lee Neely | 3057248 | 1 | 02/17/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Edwin Ambrose Day | 2469775 | 1 | 04/08/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |