Our Staff has compiled our research into a database of FINRA Broker Disclosures for KCD Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Corrao | 1455690 | 12 | 05/26/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Henry Corrao | 1455690 | 12 | 05/26/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Coleman | 2032278 | 2 | 01/04/2000 | Customer Dispute | Closed-No Action | $23,751.00 | $0.00 | See FINRA Report |
| David Henry Kosen | 274166 | 2 | 03/23/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Corrao | 1455690 | 12 | 11/27/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry Corrao | 1455690 | 12 | 01/08/1996 | Customer Dispute | Settled | $176,000.00 | $0.00 | See FINRA Report |
| Brett Michael Frum | 2175253 | 1 | 11/15/1994 | Customer Dispute | Final | $15,070.50 | $0.00 | See FINRA Report |
| Corrie Kevin Borde | 7432666 | 2 | 11/10/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Lee Neely | 3057248 | 1 | 02/17/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edwin Ambrose Day | 2469775 | 1 | 04/08/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |