Our Staff has compiled our research into a database of FINRA Broker Disclosures for KCD Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jill Linda Goldman | 2182076 | 2 | 03/09/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Fess | 1335361 | 4 | 10/22/2003 | Customer Dispute | Settled | $50,001.00 | $0.00 | See FINRA Report |
| Christopher Charles Fess | 1335361 | 4 | 10/07/2003 | Customer Dispute | Denied | $20,052.00 | $0.00 | See FINRA Report |
| Christopher Charles Fess | 1335361 | 4 | 03/10/2003 | Customer Dispute | Settled | $428,843.00 | $0.00 | See FINRA Report |
| Corrie Kevin Borde | 7432666 | 2 | 01/10/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Henry Corrao | 1455690 | 12 | 10/23/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Charles Fess | 1335361 | 4 | 08/28/2002 | Customer Dispute | Settled | $553,000.00 | $0.00 | See FINRA Report |
| Mark Raymond Sitter | 1810591 | 6 | 03/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Raymond Sitter | 1810591 | 6 | 12/07/2001 | Customer Dispute | Settled | $324,423.00 | $0.00 | See FINRA Report |
| Henry Corrao | 1455690 | 12 | 06/01/2000 | Customer Dispute | Settled | $25,910.00 | $0.00 | See FINRA Report |