Our Staff has compiled our research into a database of FINRA Broker Disclosures for KCD Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Corrao | 1455690 | 12 | 11/17/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jefferson Emory Davis | 2001136 | 8 | 06/26/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Emory Davis | 2001136 | 8 | 04/13/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Emory Davis | 2001136 | 8 | 12/05/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Emory Davis | 2001136 | 8 | 08/01/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Emory Davis | 2001136 | 8 | 02/08/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Emory Davis | 2001136 | 8 | 12/20/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy William Steffen | 1953542 | 1 | 12/10/2004 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Mark Raymond Sitter | 1810591 | 6 | 04/20/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Coleman | 2032278 | 2 | 03/17/2004 | Customer Dispute | Settled | $525,000.00 | $0.00 | See FINRA Report |