Our Staff has compiled our research into a database of FINRA Broker Disclosures for KCD Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Cerelli | 2698281 | 7 | 03/04/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Raymond Sitter | 1810591 | 6 | 12/09/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jefferson Emory Davis | 2001136 | 8 | 10/17/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Maria Patricia Tipton | 1553466 | 2 | 02/28/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Reid Blumenschein | 1372334 | 8 | 04/03/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Corrao | 1455690 | 12 | 11/30/2011 | Customer Dispute | Denied | $15,324.00 | $0.00 | See FINRA Report |
| Louis James Pappas | 4022644 | 2 | 09/28/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Patricia Tipton | 1553466 | 2 | 06/29/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Theodore Falsetti | 1525118 | 4 | 05/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Theodore Falsetti | 1525118 | 4 | 04/30/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |