Our Staff has compiled our research into a database of FINRA Broker Disclosures for KCD Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roy Alvin Williams | 1069297 | 9 | 05/27/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Theodore Falsetti | 1525118 | 3 | 05/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Theodore Falsetti | 1525118 | 3 | 04/30/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Theodore Falsetti | 1525118 | 3 | 04/30/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry Corrao | 1455690 | 12 | 11/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry Corrao | 1455690 | 12 | 04/29/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Corrao | 1455690 | 12 | 07/17/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jefferson Emory Davis | 2001136 | 8 | 07/31/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry Corrao | 1455690 | 12 | 01/07/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roy Alvin Williams | 1069297 | 9 | 12/14/2006 | Customer Dispute | Closed-No Action | $85,710.00 | $0.00 | See FINRA Report |