Our Staff has compiled our research into a database of FINRA Broker Disclosures for KCD Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Reid Blumenschein | 1372334 | 8 | 08/16/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Cerelli | 2698281 | 7 | 01/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Reid Blumenschein | 1372334 | 8 | 12/29/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joel Reid Blumenschein | 1372334 | 8 | 12/09/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher John Marrs | 2260838 | 1 | 07/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Henry Kosen | 274166 | 2 | 05/10/2016 | Customer Dispute | Settled | $6,202.00 | $0.00 | See FINRA Report |
| Joel Reid Blumenschein | 1372334 | 8 | 02/23/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Talbert Bringham | 1070725 | 1 | 12/09/2015 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| William Cerelli | 2698281 | 7 | 10/12/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Theodore Falsetti | 1525118 | 4 | 05/26/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |