Our Staff has compiled our research into a database of FINRA Broker Disclosures for KCD Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jefferson Emory Davis | 2001136 | 8 | 10/17/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roy Alvin Williams | 1069297 | 9 | 12/06/2011 | Customer Dispute | Withdrawn | $62,666.30 | $0.00 | See FINRA Report |
| Henry Corrao | 1455690 | 12 | 11/30/2011 | Customer Dispute | Denied | $15,324.00 | $0.00 | See FINRA Report |
| Roy Alvin Williams | 1069297 | 9 | 05/24/2011 | Customer Dispute | Settled | $78,000.00 | $0.00 | See FINRA Report |
| Roy Alvin Williams | 1069297 | 9 | 05/27/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roy Alvin Williams | 1069297 | 9 | 12/14/2006 | Customer Dispute | Closed-No Action | $85,710.00 | $0.00 | See FINRA Report |
| Timothy William Steffen | 1953542 | 1 | 12/10/2004 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Mark Raymond Sitter | 1810591 | 6 | 04/20/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Coleman | 2032278 | 2 | 03/17/2004 | Customer Dispute | Settled | $525,000.00 | $0.00 | See FINRA Report |
| Christopher Charles Fess | 1335361 | 4 | 10/22/2003 | Customer Dispute | Settled | $50,001.00 | $0.00 | See FINRA Report |