Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Daniel Kennedy | 1744933 | 7 | 04/15/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Daniel Kennedy | 5023746 | 3 | 04/15/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Daniel Kennedy | 1744933 | 7 | 10/15/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Daniel Kennedy | 5023746 | 3 | 10/15/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Daniel Kennedy | 1744933 | 7 | 05/15/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Daniel Kennedy | 5023746 | 3 | 05/15/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Daniel Kennedy | 1744933 | 7 | 07/14/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Benjamin Daniel Kennedy | 1744933 | 7 | 02/09/2010 | Customer Dispute | Settled | $6,000,000.00 | $0.00 | See FINRA Report |
| Benjamin Daniel Kennedy | 1744933 | 7 | 01/16/2009 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Benjamin Daniel Kennedy | 1744933 | 7 | 06/30/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |