Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Andrew Wimberly | 1157038 | 3 | 04/10/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Andrew Wimberly | 1157038 | 3 | 08/14/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Andrew Wimberly | 1157038 | 3 | 05/26/1998 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |