Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Paul Schwan | 1421895 | 5 | 10/03/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul Schwan | 1421895 | 5 | 03/24/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul Schwan | 1421895 | 5 | 02/17/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul Schwan | 1421895 | 5 | 07/14/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Paul Schwan | 1421895 | 5 | 09/01/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |