Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James C Marshal | 2161635 | 1 | 04/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas J Donnelly | 1397094 | 4 | 01/26/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas J Donnelly | 1397094 | 4 | 08/07/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas J Donnelly | 1397094 | 4 | 03/25/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas J Donnelly | 1397094 | 4 | 03/01/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |