Our Staff has compiled our research into a database of FINRA Broker Disclosures for CEA Atlantic Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Allen Henley | 1502102 | 10 | 08/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Allen Henley | 1502102 | 10 | 08/07/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Allen Henley | 1502102 | 10 | 03/06/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Allen Henley | 1502102 | 10 | 03/29/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Paul Allen Henley | 1502102 | 10 | 12/31/2001 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Charles Albert Ruppersberger | 6939455 | 1 | 07/01/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Andrew Tindall | 2157162 | 1 | 08/17/1994 | Customer Dispute | Award / Judgment | $9,993.50 | $7,500.00 | See FINRA Report |
| Paul Allen Henley | 1502102 | 10 | 07/08/1994 | Customer Dispute | Award / Judgment | $1,000.00 | $1,030.00 | See FINRA Report |
| Paul Allen Henley | 1502102 | 10 | 06/02/1994 | Customer Dispute | Award / Judgment | $4,000.00 | $4,125.00 | See FINRA Report |
| Paul Allen Henley | 1502102 | 10 | 12/04/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |