Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Collins Reagan | 1825700 | 2 | 01/21/2003 | Customer Dispute | Settled | $78,000.00 | $0.00 | See FINRA Report |
| Dianne Mae Lutz | 1655508 | 1 | 05/30/2002 | Customer Dispute | Denied | $101,020.00 | $0.00 | See FINRA Report |
| Brian Ritchie Randall | 1217647 | 4 | 03/07/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Ritchie Randall | 1217647 | 4 | 04/17/2001 | Customer Dispute | Settled | $78,000.00 | $0.00 | See FINRA Report |
| James Hobart Goolsby | 1334338 | 1 | 03/27/2001 | Customer Dispute | Settled | $75,672.00 | $0.00 | See FINRA Report |
| William Chesley Sowell | 2131557 | 2 | 09/08/2000 | Customer Dispute | Award / Judgment | $95,000.00 | $27,225.00 | See FINRA Report |
| Brian Wayne Buskirk | 1140602 | 3 | 07/05/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Ritchie Randall | 1217647 | 4 | 09/22/1999 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Wilford Robert Taylor | 443552 | 1 | 12/20/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Parker Watts | 1140384 | 1 | 11/08/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |