Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Ralph Clark | 47906 | 1 | 12/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Chesley Sowell | 2131557 | 2 | 11/16/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Jonathan Poole | 4800886 | 2 | 03/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Austin Northern | 1506655 | 1 | 06/06/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph M Latour | 2070716 | 2 | 10/13/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daron Allen Rudy | 2743250 | 1 | 07/21/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Clinton | 1016509 | 1 | 08/19/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Don Gill | 221650 | 1 | 06/21/2004 | Customer Dispute | Settled | $33,756.00 | $0.00 | See FINRA Report |
| Joseph M Latour | 2070716 | 2 | 11/17/2003 | Customer Dispute | Denied | $6,009.11 | $0.00 | See FINRA Report |
| Christopher Breland Kelly | 2306054 | 6 | 06/26/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |