Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Lawrence Christie | 1286242 | 1 | 10/21/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Farokh Bill Billimoria | 1103365 | 1 | 04/15/2013 | Customer Dispute | Pending | $450,000.00 | $0.00 | See FINRA Report |
| Keith Collins Reagan | 1825700 | 2 | 10/16/2012 | Customer Dispute | Settled | $164,000.00 | $0.00 | See FINRA Report |
| Marty Edward Paul | 2540039 | 4 | 04/20/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Jon Benet | 1353517 | 1 | 12/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerrit William Vrieze | 3075620 | 3 | 10/03/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Mark Ruff | 1254423 | 1 | 07/06/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gerrit William Vrieze | 3075620 | 3 | 04/18/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marty Edward Paul | 2540039 | 4 | 03/07/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerrit William Vrieze | 3075620 | 3 | 12/28/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |