Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kaitlyn Marie Laney | 5931346 | 2 | 08/27/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Dawn Smith | 3112353 | 1 | 10/19/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Breland Kelly | 2306054 | 6 | 01/12/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Allan Stroede | 5169290 | 1 | 11/03/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Breland Kelly | 2306054 | 6 | 02/24/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Bernard McManus | 4275688 | 2 | 02/17/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Michael Harley | 4193614 | 1 | 01/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marty Edward Paul | 2540039 | 4 | 06/30/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Breland Kelly | 2306054 | 6 | 03/19/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marty Edward Paul | 2540039 | 4 | 01/13/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |