Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Paul McCoy | 4855742 | 1 | 10/06/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| John Kevin Stophel | 3195581 | 1 | 05/26/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| John Bernard McManus | 4275688 | 2 | 02/17/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Collins Reagan | 1825700 | 2 | 10/16/2012 | Customer Dispute | Settled | $164,000.00 | $0.00 | See FINRA Report |
| John Mark Ruff | 1254423 | 1 | 07/06/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Don Gill | 221650 | 1 | 06/21/2004 | Customer Dispute | Settled | $33,756.00 | $0.00 | See FINRA Report |
| Keith Collins Reagan | 1825700 | 2 | 01/21/2003 | Customer Dispute | Settled | $78,000.00 | $0.00 | See FINRA Report |
| Brian Ritchie Randall | 1217647 | 4 | 03/07/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Ritchie Randall | 1217647 | 4 | 04/17/2001 | Customer Dispute | Settled | $78,000.00 | $0.00 | See FINRA Report |
| James Hobart Goolsby | 1334338 | 1 | 03/27/2001 | Customer Dispute | Settled | $75,672.00 | $0.00 | See FINRA Report |