Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Jon Benet | 1353517 | 1 | 12/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Jonathan Poole | 4800886 | 2 | 03/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph M Latour | 2070716 | 2 | 11/17/2003 | Customer Dispute | Denied | $6,009.11 | $0.00 | See FINRA Report |
| Christopher Breland Kelly | 2306054 | 6 | 06/26/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dianne Mae Lutz | 1655508 | 1 | 05/30/2002 | Customer Dispute | Denied | $101,020.00 | $0.00 | See FINRA Report |