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FINRA Broker Disclosures for Velocity Clearing, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Velocity Clearing, LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 21 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Joseph Meyers2182140407/18/2013Judgment / Lien$0.00$0.00See FINRA Report
Stephen Dominick Grazioli1857363202/14/2013Judgment / Lien$0.00$0.00See FINRA Report
Reid Lawrence Bloom2097367208/28/2009Customer DisputeSettled$60,000.00$0.00See FINRA Report
Reid Lawrence Bloom2097367208/07/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Brian Keith Schaeffer3063403102/17/2009RegulatoryFinal$0.00$0.00See FINRA Report
Patrick Emanuel Curry2387183308/05/1998RegulatoryFinal$0.00$0.00See FINRA Report
Patrick Emanuel Curry2387183306/25/1997Customer DisputeSettled$7,500.00$0.00See FINRA Report
Patrick Emanuel Curry2387183303/04/1997RegulatoryFinal$0.00$0.00See FINRA Report
Jamie Parks4905463109/16/1995CriminalFinal Disposition$0.00$0.00See FINRA Report
Christopher John Lagrego1995755106/28/1990CriminalFinal Disposition$0.00$0.00See FINRA Report

21 Results

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