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FINRA Broker Disclosures for Velocity Clearing, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Velocity Clearing, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 21 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christopher Cacace4308782208/15/2024RegulatoryPending$0.00$0.00See FINRA Report
William Joseph Meyers2182140403/21/2023Judgment / Lien$0.00$0.00See FINRA Report
Craig Michael Manderson2738654210/19/2022FinancialPending$0.00$0.00See FINRA Report
David Jay Weiniger2368788103/15/2021Customer DisputePending$24,000,000.00$0.00See FINRA Report
Robert Michael Frain3144694102/03/2021Judgment / Lien$0.00$0.00See FINRA Report
William Joseph Meyers2182140407/14/2018Judgment / Lien$0.00$0.00See FINRA Report
Christopher Cacace4308782201/17/2017RegulatoryFinal$0.00$0.00See FINRA Report
William Joseph Meyers2182140408/27/2015Judgment / Lien$0.00$0.00See FINRA Report
Stephen Dominick Grazioli1857363207/09/2014Judgment / Lien$0.00$0.00See FINRA Report
Steven Mitchell Silver2194364109/11/2013RegulatoryFinal$0.00$0.00See FINRA Report

21 Results

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