Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Richard Bennett | 821115 | 7 | 07/25/1994 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 06/01/1992 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 03/05/1992 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 12/20/1991 | Customer Dispute | Settled | $26,949.10 | $0.00 | See FINRA Report |
| Gene Richard Dickison | 1216953 | 3 | 08/07/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 07/22/1991 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Chad David Rupprecht | 7265425 | 1 | 06/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gene Richard Dickison | 1216953 | 3 | 03/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Joel Lewis | 722087 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mel Robert Hertz | 707875 | 5 | 01/01/1984 | Civil Bond | $0.00 | $0.00 | See FINRA Report |