Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Patrick Oneil | 1426336 | 2 | 03/21/2003 | Customer Dispute | Denied | $70,513.00 | $0.00 | See FINRA Report |
| Sharon H Budnik | 723594 | 4 | 09/03/2002 | Customer Dispute | Settled | $150,200.00 | $0.00 | See FINRA Report |
| Sharon H Budnik | 723594 | 4 | 08/23/2002 | Customer Dispute | Settled | $621,163.00 | $0.00 | See FINRA Report |
| David William Trende | 2725055 | 4 | 07/18/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sharon H Budnik | 723594 | 4 | 07/12/2001 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Kevin William Cassidy | 3208815 | 1 | 04/04/2001 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Sharon H Budnik | 723594 | 4 | 09/15/2000 | Customer Dispute | Settled | $691,239.00 | $0.00 | See FINRA Report |
| William Blaine Bowers | 4433033 | 1 | 12/18/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jean M Merriman | 2449646 | 1 | 11/03/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 01/08/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |