Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Jo Shope | 2899857 | 8 | 04/16/2007 | Customer Dispute | Settled | $6,200.00 | $0.00 | See FINRA Report |
| Joe Land Pearce | 3054851 | 3 | 09/18/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Cheryl Lyn Knight | 1854248 | 3 | 05/15/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nancy Marie Corrigan | 4644847 | 3 | 04/05/2006 | Customer Dispute | Closed-No Action | $42,000.00 | $0.00 | See FINRA Report |
| Nancy Marie Corrigan | 4644847 | 3 | 09/09/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amy Jo Shope | 2899857 | 8 | 06/01/2005 | Customer Dispute | Settled | $22,081.30 | $0.00 | See FINRA Report |
| Amy Jo Shope | 2899857 | 8 | 03/18/2005 | Customer Dispute | Settled | $26,773.40 | $0.00 | See FINRA Report |
| David William Trende | 2725055 | 4 | 09/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard William Gailey | 2192928 | 1 | 06/21/2004 | Customer Dispute | Settled | $11,150.00 | $0.00 | See FINRA Report |
| Joe Land Pearce | 3054851 | 3 | 04/07/2004 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |