Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joe Land Pearce | 3054851 | 3 | 03/03/2011 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Patricia Anne Koehn | 708274 | 1 | 01/26/2011 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| David William Trende | 2725055 | 4 | 12/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Roberts | 4700058 | 2 | 10/19/2010 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |
| Mark Belcak | 4270210 | 5 | 09/09/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Louis Ciano | 2174074 | 4 | 09/02/2010 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Margaret Maria Swinney | 3029378 | 2 | 08/19/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Amy Jo Shope | 2899857 | 8 | 07/23/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Ira Kolinsky | 1090913 | 6 | 04/21/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Ira Kolinsky | 1090913 | 6 | 04/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |