Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Barnett Woll | 1096606 | 8 | 11/18/2016 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Mayer | 6233439 | 1 | 07/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Belcak | 4270210 | 5 | 06/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Donald Snyder | 4303557 | 1 | 02/23/2015 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Margaret Maria Swinney | 3029378 | 2 | 02/08/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Franklin Travis Reynolds | 1366983 | 3 | 11/12/2014 | Customer Dispute | Settled | $172,343.00 | $0.00 | See FINRA Report |
| Mark Belcak | 4270210 | 5 | 07/02/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Belcak | 4270210 | 5 | 07/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald William Murphy | 343417 | 1 | 06/12/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mel Robert Hertz | 707875 | 5 | 04/15/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |