Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Richard Bennett | 821115 | 7 | 04/23/1979 | Customer Dispute | Award / Judgment | $5,040.00 | $5,040.00 | See FINRA Report |
| Edward Barnett Woll | 1096606 | 8 | 03/09/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Barnett Woll | 1096606 | 8 | 06/28/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |