Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Richard Bennett | 821115 | 7 | 07/22/1991 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Gene Richard Dickison | 1216953 | 3 | 03/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |