Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sharon H Budnik | 723594 | 4 | 09/03/2002 | Customer Dispute | Settled | $150,200.00 | $0.00 | See FINRA Report |
| Sharon H Budnik | 723594 | 4 | 08/23/2002 | Customer Dispute | Settled | $621,163.00 | $0.00 | See FINRA Report |
| Sharon H Budnik | 723594 | 4 | 07/12/2001 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Kevin William Cassidy | 3208815 | 1 | 04/04/2001 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Sharon H Budnik | 723594 | 4 | 09/15/2000 | Customer Dispute | Settled | $691,239.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 07/25/1994 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 06/01/1992 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 03/05/1992 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 12/20/1991 | Customer Dispute | Settled | $26,949.10 | $0.00 | See FINRA Report |
| Gene Richard Dickison | 1216953 | 3 | 08/07/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |