Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Ira Kolinsky | 1090913 | 6 | 08/20/2012 | Customer Dispute | Settled | $226,380.00 | $0.00 | See FINRA Report |
| Michael David Roberts | 4700058 | 2 | 10/19/2010 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |
| Stephen Patrick Oneil | 1426336 | 2 | 03/23/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Amy Jo Shope | 2899857 | 8 | 06/16/2008 | Customer Dispute | Settled | $29,728.00 | $0.00 | See FINRA Report |
| Amy Jo Shope | 2899857 | 8 | 05/04/2007 | Customer Dispute | Settled | $7,666.26 | $0.00 | See FINRA Report |
| Amy Jo Shope | 2899857 | 8 | 04/16/2007 | Customer Dispute | Settled | $6,200.00 | $0.00 | See FINRA Report |
| Amy Jo Shope | 2899857 | 8 | 06/01/2005 | Customer Dispute | Settled | $22,081.30 | $0.00 | See FINRA Report |
| Amy Jo Shope | 2899857 | 8 | 03/18/2005 | Customer Dispute | Settled | $26,773.40 | $0.00 | See FINRA Report |
| Richard William Gailey | 2192928 | 1 | 06/21/2004 | Customer Dispute | Settled | $11,150.00 | $0.00 | See FINRA Report |
| Joe Land Pearce | 3054851 | 3 | 04/07/2004 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |