Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David William Trende | 2725055 | 4 | 09/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jean M Merriman | 2449646 | 1 | 11/03/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Joel Lewis | 722087 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |