Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Patrick Oneil | 1426336 | 2 | 03/21/2003 | Customer Dispute | Denied | $70,513.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 01/08/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |