Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Richard Bennett | 821115 | 7 | 01/08/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 07/25/1994 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 06/01/1992 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 03/05/1992 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 12/20/1991 | Customer Dispute | Settled | $26,949.10 | $0.00 | See FINRA Report |
| Gene Richard Dickison | 1216953 | 3 | 08/07/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 07/22/1991 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Gene Richard Dickison | 1216953 | 3 | 03/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 04/23/1979 | Customer Dispute | Award / Judgment | $5,040.00 | $5,040.00 | See FINRA Report |