Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Jo Shope | 2899857 | 8 | 06/01/2005 | Customer Dispute | Settled | $22,081.30 | $0.00 | See FINRA Report |
| Amy Jo Shope | 2899857 | 8 | 03/18/2005 | Customer Dispute | Settled | $26,773.40 | $0.00 | See FINRA Report |
| Richard William Gailey | 2192928 | 1 | 06/21/2004 | Customer Dispute | Settled | $11,150.00 | $0.00 | See FINRA Report |
| Joe Land Pearce | 3054851 | 3 | 04/07/2004 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Stephen Patrick Oneil | 1426336 | 2 | 03/21/2003 | Customer Dispute | Denied | $70,513.00 | $0.00 | See FINRA Report |
| Sharon H Budnik | 723594 | 4 | 09/03/2002 | Customer Dispute | Settled | $150,200.00 | $0.00 | See FINRA Report |
| Sharon H Budnik | 723594 | 4 | 08/23/2002 | Customer Dispute | Settled | $621,163.00 | $0.00 | See FINRA Report |
| Sharon H Budnik | 723594 | 4 | 07/12/2001 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Kevin William Cassidy | 3208815 | 1 | 04/04/2001 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Sharon H Budnik | 723594 | 4 | 09/15/2000 | Customer Dispute | Settled | $691,239.00 | $0.00 | See FINRA Report |