Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Margaret Maria Swinney | 3029378 | 2 | 02/08/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Franklin Travis Reynolds | 1366983 | 3 | 11/12/2014 | Customer Dispute | Settled | $172,343.00 | $0.00 | See FINRA Report |
| Ronald William Murphy | 343417 | 1 | 06/12/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mel Robert Hertz | 707875 | 5 | 04/15/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Ira Kolinsky | 1090913 | 6 | 08/20/2012 | Customer Dispute | Settled | $226,380.00 | $0.00 | See FINRA Report |
| Amy Jo Shope | 2899857 | 8 | 04/27/2011 | Customer Dispute | Denied | $33,404.90 | $0.00 | See FINRA Report |
| Joe Land Pearce | 3054851 | 3 | 03/03/2011 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Patricia Anne Koehn | 708274 | 1 | 01/26/2011 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Michael David Roberts | 4700058 | 2 | 10/19/2010 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |
| David Louis Ciano | 2174074 | 4 | 09/02/2010 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |