Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Robert George | 4334319 | 1 | 05/15/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Brian M Sauers | 6375587 | 1 | 06/10/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |